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D••••• W•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

D••••• W•••••• B•••••

Advisor at S••••• H••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:daec4058-4cf2-4ee5-d493-7784603adf09

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 3, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• H••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• H••• L••	Independent wealth	Mar 4, 2026	n/a	yes	DENVER, CO	Current employment
P••••••••	Independent wealth	Apr 24, 2024	Apr 14, 2026	no	ENGLEWOOD, NJ\|Boulder, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••	S••••• H••• L••	Apr 14, 2026	Mar 4, 2026	-41	Firm change after gap	RIA to RIA
C••••••• A•••• M••••••••• L••	P••••••••	Apr 12, 2024	Apr 24, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
108581:151736:CO:2024-04-12	Apr 12, 2024	Apr 24, 2024	BOULDER, CO	Firm change

Relationships

Registered with (3)

→ S••••• H••• L••Registered adviserregistration: current employment
Mar 4, 2026 to presentfactForm ADV
→ P••••••••Registered adviserregistration: previous registration
Apr 24, 2024 to Apr 14, 2026factForm ADV
→ C••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2020 to Apr 12, 2024factForm ADV

Dated events

Occurred
Apr 14, 2026
Advisor changed firm
D••••• W•••••• B••••• left Pathstone for S••••• H••• L•• (registered 2026-03-04)
Form ADVobserved 7 days ago
Occurred
Apr 12, 2024
Advisor changed firm
D••••• W•••••• B••••• left C••••••• A•••• M••••••••• L•• for Pathstone (registered 2024-04-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daec4058-4cf2-4ee5-d493-7784603adf09
First observed: Jan 3, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.