DFX Intelligence

C••••••• E•••••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C••••••• E•••••••• M•••••••••

Advisor at A••••• A•• P••••••• S•••••••

Hummelstown, PA | MECHANICSBURG, PA

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Search this name across graphsid dfx:ria:daf10621-0990-2560-2219-063944ffe2b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 22, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Oct 20, 2015	n/a	yes	MECHANICSBURG, PA\|Hummelstown, PA	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	May 22, 2013	Sep 15, 2015	no	HERSHEY, PA\|HERSHEY, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	A••••• A•• P••••••• S•••••••	Sep 15, 2015	Oct 20, 2015	35	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
129052:20472:PA:2015-09-09	Sep 15, 2015	Oct 20, 2015	HERSHEY, PA	Firm change

Relationships

Registered with (2)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Oct 20, 2015 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
May 22, 2013 to Sep 15, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daf10621-0990-2560-2219-063944ffe2b8
First observed: May 22, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.