DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

MARITIME INVESTMENT MANAGEMENT INC.

CRD 132905

HALIFAX NS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:daf3e880-74ab-7da9-7c33-aea50e830775

Data as of Jan 4, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2011 to Jan 4, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Advisory employees: 0
SEC number: 801-63679
CRD: 132905
Filings on the tape: 2
First filed: Dec 21, 2011
Latest filed: Jan 4, 2012
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALSDON, DAVID, KEITH	DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	12/2011	Dec 21, 2011	Jan 4, 2012
MATRIX ASSET MANAGEMENT INC.	Shareholder	E	yes	01/2010	Dec 21, 2011	Jan 4, 2012
SEAMARK ASSET MANAGEMENT LTD.	Shareholder	E	yes	08/2004	Dec 21, 2011	Jan 4, 2012
WORKING ENTERPRISES LTD.	Shareholder	C	yes	01/2010	Dec 21, 2011	Jan 4, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SEAMARK ASSET MANAGEMENT LTD.	n/a	Former SEC adviser	$1.0B	Y	yes	n/a

Relationships

Affiliated with (2)

→ SEAMARK ASSET MANAGEMENT LTD.Registered adviserother investment adviser, control, common control
factForm ADV
← SEAMARK ASSET MANAGEMENT LTD.Registered adviserother investment adviser, control, common control
factForm ADV

Controls (4)

← SEAMARK ASSET MANAGEMENT LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Dec 21, 2011 to presentfactForm ADV
← BALSDON, DAVID, KEITHOwnerDIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← MATRIX ASSET MANAGEMENT INC.OwnerSHAREHOLDER, ownership code E, foreign entity
Dec 21, 2011 to presentfactForm ADV
← WORKING ENTERPRISES LTD.OwnerSHAREHOLDER, ownership code C, foreign entity
Dec 21, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daf3e880-74ab-7da9-7c33-aea50e830775
First observed: Dec 21, 2011
Last observed: Jan 4, 2012 179 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARITIME INVESTMENT MANAGEMENT INC.

CRD 132905

HALIFAX NS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:daf3e880-74ab-7da9-7c33-aea50e830775

Data as of Jan 4, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALSDON, DAVID, KEITH

DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER

yes

12/2011

Dec 21, 2011

Jan 4, 2012

MATRIX ASSET MANAGEMENT INC.

Shareholder

yes

01/2010

Dec 21, 2011

Jan 4, 2012

SEAMARK ASSET MANAGEMENT LTD.

Shareholder

yes

08/2004

Dec 21, 2011

Jan 4, 2012

WORKING ENTERPRISES LTD.

Shareholder

yes

01/2010

Dec 21, 2011

Jan 4, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SEAMARK ASSET MANAGEMENT LTD.

n/a

Former SEC adviser

$1.0B

yes

n/a