DFX Intelligence

T••• T•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

T••• T•••• T•••••

Advisor at A•••• W•••••

SAN MARCOS, CA

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Search this name across graphsid dfx:ria:daf4b709-e8ab-5b0a-317b-44e191cc9155

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W•••••	State registered	Aug 11, 2025	n/a	yes	SAN MARCOS, CA	Current employment
M••••• W•••••	Independent wealth	Dec 23, 2020	May 8, 2025	no	Calabasas, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• W•••••	A•••• W•••••	May 8, 2025	Aug 11, 2025	95	Firm change	RIA to state RIA
F•••••••• A••••••••• I•••	M••••• W•••••	Mar 1, 2021	Dec 23, 2020

Relationships

Registered with (3)

→ A•••• W•••••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ M••••• W•••••Registered adviserregistration: previous registration
Dec 23, 2020 to May 8, 2025factForm ADV
→ F•••••••• A••••••••• I•••Registered adviserregistration: previous registration
Apr 7, 2020 to Mar 1, 2021factForm ADV

Dated events

Occurred
May 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daf4b709-e8ab-5b0a-317b-44e191cc9155
First observed: Apr 7, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.