DFX Intelligence

V••••• V••• C••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

V••••• V••• C••••••••• L••

CRD 108583

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Search this name across graphsid dfx:ria:daf71936-e5af-b2f1-abac-9bc8c6bbd9f0

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Mar 6, 2012 to Aug 19, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $16B••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $2.0Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• G••••• L•••	n/a	HUDDLESTON, VA	25	40	1	no
B••••••• F••••••• D••	n/a	Buena Vista, VA \| HUDDLESTON, VA	13	41

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••• R••••••• G•••••	Manager	E	yes	10/1998	Mar 6, 2012	Sep 9, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
CEDAR HILL	TX	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$16B	$16B	4.5%	$11B	16.0%	11	12	7	6

Relationships

Registered with (8)

← O•••• G••••Advisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← A••• R••• R•••••••••Advisorregistration: current employment
Jun 6, 2024 to presentfactForm ADV
← O•••••• A••••••• S••••Advisorregistration: current employment
Dec 2, 2023 to presentfactForm ADV
← J•••• D••• H••••

Dated events

Occurred
Mar 25, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$3.6B
Occurred
Mar 21, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.1B
Occurred
Mar 11, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.7B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:daf71936-e5af-b2f1-abac-9bc8c6bbd9f0
First observed: Mar 6, 2012
Last observed: Aug 19, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.