DFX Intelligence

D•••• H••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

D•••• H••••• R•••

Advisor at O••••••••• • C•• I•••

HADDON TOWNSHIP, NJ | PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dafdab7b-8c7c-d3ad-9059-0513565b21fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C•• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 25, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C•• I•••	Bd affiliated wealth	Dec 3, 2025	n/a	yes	HADDON TOWNSHIP, NJ\|PHILADELPHIA, PA	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Nov 16, 2017	Dec 10, 2025	no	PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	O••••••••• • C•• I•••	Dec 10, 2025	Dec 3, 2025	-7	Firm change	Ibd to ibd
W•••• F•••• A•••••••	J••••• M••••••••• S•••• L••	Nov 21, 2017	Nov 16, 2017

Relationships

Registered with (3)

→ O••••••••• • C•• I•••Registered adviserregistration: current employment
Dec 3, 2025 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Nov 16, 2017 to Dec 10, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 28, 2011 to Nov 21, 2017factForm ADV

Dated events

Occurred
Dec 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dafdab7b-8c7c-d3ad-9059-0513565b21fe
First observed: Oct 28, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.