DFX Intelligence

N•••• O•• C•••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

N•••• O•• C•••••• C•••••• L••

CRD 338234

GREENWICH, CT

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Search this name across graphsid dfx:ria:db114c53-bf20-aab6-fd58-f16c23f3994b

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2026 to Mar 23, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••• J•••• S••••••••	PORTFOLIO MANAGER COMPLIANCE OFFICER	Na	yes	07/2025	Mar 23, 2026	Mar 23, 2026
N•••• O•• C•••••• M•••••••••	Owner	E	yes	07/2025	Mar 23, 2026	Mar 23, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$0	$0	8	6	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	n/a	n/a	n/a	n/a	8	n/a	0	n/a

Relationships

Controls (2)

← N•••• O•• C•••••• M•••••••••OwnerOWNER, ownership code E, foreign entity
Mar 23, 2026 to presentfactForm ADV
← K••• J•••• S••••••••OwnerPORTFOLIO MANAGER COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2026 to presentfactForm ADV

Dated events

Occurred
Jan 5, 2026
Advisor owns new adviser
John Sang-Hyun Kim, registered through N•••• O•• C•••••• M••••••••• LLC (Greenwich, CT), is a direct owner of N•••• O•• C•••••• C•••••• L••, an adviser first registered 2026-01-05; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filing
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db114c53-bf20-aab6-fd58-f16c23f3994b
First observed: Jan 5, 2026
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.