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Advisor at LPL FINANCIAL LLC
LAFAYETTE, LA | BREAUX BRIDGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 21, 2025 | n/a | yes | BREAUX BRIDGE, LA|LAFAYETTE, LA|LAFAYETTE, LA|LAFAYETTE, LA | Current employment |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Jan 22, 2021 | Aug 21, 2025 | no | Lafayette, LA|Lafayette, LA|Lafayette, LA|Lafayette, LA|Breaux Bridge, LA|Lafayette, LA | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Sep 23, 2016 | Jan 22, 2021 | no | Lafayette, LA|Lafayette, LA|Lafayette, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | LPL FINANCIAL LLC | Aug 21, 2025 | Aug 21, 2025 | 0 | Bulk transfer | RIA to ibd |
| OSAIC INSTITUTIONS, INC. | FIRST HORIZON ADVISORS, INC | Jan 22, 2021 | Jan 22, 2021 | 0 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 35371:17117:LA:2021-01-22 | Jan 22, 2021 | Jan 22, 2021 | LAFAYETTE, LA | Firm change |