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Reading the graph
Advisor at MORGAN STANLEY
Beverly Hills, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Feb 15, 2017 | n/a | yes | Beverly Hills, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 30, 2010 | Mar 6, 2017 | no | Los Angeles, CA|CLAYTON, MO|LOS ANGELES, CA|Los Angeles, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 7, 2006 | Mar 25, 2010 | no | LOS ANGELES, CA|PASADENA, CA|PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Mar 6, 2017 | Feb 15, 2017 | -19 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN SECURITIES LLC | Mar 25, 2010 | Mar 30, 2010 | 5 | Firm change | Wirehouse to wirehouse |