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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Scott Siripalaka

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

Wyckoff, NJ | Overland Park, KS | Olathe, KS | Ridgewood, NJ | NEWFOUNDLAND, NJ

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Search this name across graphsid dfx:ria:db1c985b-dd76-aa67-c284-3ced7c69aae7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Mar 10, 2005
First registration: Apr 19, 2007
Dual registered: yes, broker-dealer
Other names: Scott Siripalaka
IAPD individual key: 4904218

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Mar 3, 2020	n/a	yes	Wyckoff, NJ\|Olathe, KS\|Ridgewood, NJ\|NEWFOUNDLAND, NJ\|Overland Park, KS	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jun 25, 2019	Jan 9, 2020	no	LEAWOOD, KS	Previous registration
FORESTERS ADVISORY SERVICES, LLC	Former SEC adviser	Apr 11, 2018	Jun 20, 2019	no	Overland Park, KS	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Apr 19, 2007	Mar 21, 2018	no	Overland Park, KS\|MONTVALE, NJ\|MANALAPAN, NJ\|LENEXA, KS\|Neptune, NJ\|MONTVALE, NJ\|OVERLAND PARK, KS\|Sewickley, PA\|CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jan 9, 2020	Mar 3, 2020	54	Firm change	Other
FORESTERS ADVISORY SERVICES, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jun 20, 2019	Jun 25, 2019	5	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	FORESTERS ADVISORY SERVICES, LLC	Mar 21, 2018	Apr 11, 2018	21	Firm change	Ibd to ibd

Relationships

Registered with (3)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Apr 19, 2007 to Mar 21, 2018factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jun 25, 2019 to Jan 9, 2020factForm ADV
→ FORESTERS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 11, 2018 to Jun 20, 2019factForm ADV

Dated events

No dated event names this entity yet.