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Advisor at BEACH CITIES WEALTH MANAGEMENT, LLC
MANHATTAN BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BEACH CITIES WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 19, 2017 | n/a | yes | MANHATTAN BEACH, CA | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jul 6, 2011 | no | MANHATTAN BEACH, CA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Mar 1, 2001 | Jan 2, 2009 | no | MANAHATTAN BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | BEACH CITIES WEALTH MANAGEMENT, LLC | Jul 6, 2011 | Apr 19, 2017 | 2,114 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |