DFX Intelligence

M•• J•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

M•• J•••• M••••••••

Advisor at C•••••• C••••• G••••• I•••

Kaysville, UT | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:db2fc3d6-f200-5cf0-0fb9-801520b174b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 30, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 14, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Feb 26, 2014	n/a	yes	LOS ANGELES, CA\|Kaysville, UT	Current employment
T•• K••••• C••••••• I•••	Independent wealth	Aug 13, 2007	Jul 22, 2010	no	ROY, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• K••••• C••••••• I•••	C•••••• C••••• G••••• I•••	Jul 22, 2010	Feb 26, 2014	1,315	Firm change after gap	Other
R•••••• J•••• F•••••••• S•••••••• I•••	T•• K••••• C••••••• I•••	Aug 2, 2007	Aug 13, 2007

Relationships

Registered with (4)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Feb 26, 2014 to presentfactForm ADV
→ T•• K••••• C••••••• I•••Registered adviserregistration: previous registration
Aug 13, 2007 to Jul 22, 2010factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 26, 2007 to Aug 2, 2007factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db2fc3d6-f200-5cf0-0fb9-801520b174b3
First observed: Oct 30, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.