DFX Intelligence

M••••• S••••••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M••••• S••••••••• F•••••

Advisor at F••••• W••••• M•••••••••

LAKE CITY, SC

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Search this name across graphsid dfx:ria:db43f6ad-25c9-7a59-2769-c9ec091dae1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• M•••••••••	State registered	Jul 23, 2024	n/a	yes	LAKE CITY, SC	Current employment
W••••••••• F•••••••• A•••••••• L••	Independent wealth	Feb 23, 2017	Jun 7, 2024	no	FLORENCE, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• F•••••••• A•••••••• L••	F••••• W••••• M•••••••••	Jun 7, 2024	Jul 23, 2024	46	Firm change	RIA to state RIA
E••••• J••••	W••••••••• F•••••••• A•••••••• L••	Jan 10, 2017	Feb 23, 2017

Relationships

Registered with (3)

→ F••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 23, 2024 to presentfactForm ADV
→ W••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 23, 2017 to Jun 7, 2024factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 20, 2013 to Jan 10, 2017factForm ADV

Dated events

Occurred
Jun 7, 2024
Advisor changed firm
M••••• S••••••••• F••••• left W••••••••• F•••••••• A•••••••• L•• for F••••• W••••• M••••••••• (registered 2024-07-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db43f6ad-25c9-7a59-2769-c9ec091dae1f
First observed: Aug 20, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.