DFX Intelligence

M•••••• S•••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

M•••••• S•••• G••••

Advisor at L•• F•••••••• L••

BELLEVUE, KY | FORT MILL, SC

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Search this name across graphsid dfx:ria:db4ec9ff-f52e-d9b3-6671-cc582a695097

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 21, 2026	n/a	yes	BELLEVUE, KY\|FORT MILL, SC	Current employment
S•• I••••••••• M••••••••• C•••	Mixed wealth	Jul 8, 2020	Mar 25, 2026	no	OAKS, PA\|Bellevue, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• M••••••••• C•••	L•• F•••••••• L••	Mar 25, 2026	Jul 21, 2026	118	Firm change	RIA to ibd
R•••• S•••••••• • A••••••••• L••	S•• I••••••••• M••••••••• C•••	Jun 15, 2020	Jul 8, 2020

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ S•• I••••••••• M••••••••• C•••Registered adviserregistration: previous registration
Jul 8, 2020 to Mar 25, 2026factForm ADV
→ R•••• S•••••••• • A••••••••• L••Registered adviserregistration: previous registration
Jul 21, 2014 to Jun 15, 2020factForm ADV
→ F•••• T•••• S••••••••• I•••

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
M•••••• S•••• G•••• left S•• I••••••••• M••••••••• C••• for L•• F•••••••• L•• (registered 2026-07-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db4ec9ff-f52e-d9b3-6671-cc582a695097
First observed: Aug 1, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.