DFX Intelligence

H••••• B••••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

H••••• B••••••• H••••••

Advisor at L•• F•••••••• L••

OCEANSIDE, CA

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Search this name across graphsid dfx:ria:db52f5a4-2599-f921-1863-3d73c8a9b9e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 15, 2023	n/a	yes	OCEANSIDE, CA	Current employment
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Dec 15, 2014	Mar 15, 2023	no	SAN DIEGO, CA\|Oceanside, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• W••••• P•••••••• L••	L•• F•••••••• L••	Mar 15, 2023	Mar 15, 2023	0	Firm change	Ibd to RIA
W•••• F•••• A•••••••	S•••••• W••••• P•••••••• L••	Dec 18, 2014	Dec 15, 2014

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 15, 2023 to presentfactForm ADV
→ S•••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 15, 2014 to Mar 15, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Dec 18, 2014factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Occurred
Mar 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db52f5a4-2599-f921-1863-3d73c8a9b9e9
First observed: Oct 9, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.