This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0

Regulatory AUM

$518MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$518M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

8

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

2

Individual clients

0

High net worth clients

0

SEC number

801-131829

CRD

333950

Filings on the tape

8

First filed

Dec 17, 2024

Latest filed

Mar 30, 2026

Organised

Limited Liability Company, FL

• Occurred

  Mar 30, 2026
  Regulatory AUM changed

  Altium Investment Strategies Llc reported RAUM $517.7M, up 180% from $184.8M (2025-12-01 to 2026-03-30)

  Form ADVobserved 5 days ago
  $333M
• Occurred

  Dec 17, 2024
  First Form ADV filing

  Altium Investment Strategies Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:db65582e-918d-c526-7412-2a014ee81934

First observed

Dec 17, 2024

Last observed

Mar 30, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.