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L•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

L•••• K••••

Advisor at M•••• • S•••••• W••••• M•••••••••

Colorado Springs, CO | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:db764d68-094e-f8df-1af4-829cc9ae598d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• • S•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• • S•••••• W••••• M•••••••••	Independent wealth	Jul 16, 2024	n/a	yes	KANSAS CITY, MO\|Colorado Springs, CO	Current employment
A•••••••• L••••••••• • C••• I•••	Independent wealth	Jul 31, 2023	May 1, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• L••••••••• • C••• I•••	M•••• • S•••••• W••••• M•••••••••	May 1, 2024	Jul 16, 2024	76	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M•••• • S•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 16, 2024 to presentfactForm ADV
→ A•••••••• L••••••••• • C••• I•••Registered adviserregistration: previous registration
Jul 31, 2023 to May 1, 2024factForm ADV

Dated events

Occurred
May 1, 2024
Advisor changed firm
L•••• K•••• left A•••••••• L••••••••• • C••• I••• for M•••• • S•••••• W••••• M••••••••• (registered 2024-07-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db764d68-094e-f8df-1af4-829cc9ae598d
First observed: Jul 31, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.