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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

KRISTEN LEDBETTER

Advisor at WELLS FARGO ADVISORS

CLAYTON, MO

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Search this name across graphsid dfx:ria:db7b0bed-e9d3-5f20-940b-9a43f795c2ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Oct 22, 2016
First registration: Apr 7, 2017
Dual registered: yes, broker-dealer
Other names: KRISTEN J. LEDBETTER|Kristen Ledbetter|KRISTEN JANELLE LEDBETTER
IAPD individual key: 5264397

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 15, 2026	n/a	yes	CLAYTON, MO	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 3, 2024	Jul 7, 2026	no	ST LOUIS, MO\|Florissant, MO	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 24, 2021	Dec 13, 2023	no	ST. LOUIS, MO	Previous registration
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Jan 21, 2021	Nov 12, 2021	no	St. Louis, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 7, 2017	Dec 15, 2020	no	CLAYTON, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	WELLS FARGO ADVISORS	Jul 7, 2026	Jul 15, 2026	8	Firm change	Ibd to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Dec 13, 2023	Jan 3, 2024	21	Firm change	Ibd to ibd
HIGHTOWER ADVISORS, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Nov 12, 2021	Nov 24, 2021	12	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	HIGHTOWER ADVISORS, LLC	Dec 15, 2020	Jan 21, 2021	37	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 7, 2017 to Dec 15, 2020factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 3, 2024 to Jul 7, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 24, 2021 to Dec 13, 2023factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 21, 2021 to Nov 12, 2021factForm ADV

Dated events

Occurred
Jul 7, 2026
Advisor changed firm
Kristen Ledbetter left Raymond James & Associates, Inc. for Wells Fargo Advisors (registered 2026-07-15)
Form ADVobserved 5 days ago
Occurred
Dec 13, 2023
Advisor changed firm
Kristen Ledbetter left Fidelity Personal And Workplace Advisors for Raymond James & Associates, Inc. (registered 2024-01-03)
Form ADVobserved 5 days ago