DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NORTHERN TRUST SECURITIES, INC
Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHERN TRUST SECURITIES, INC | Bd affiliated wealth | Sep 29, 2025 | n/a | yes | Chicago, IL | Current employment |
| EDWARD JONES | National bd RIA | Feb 24, 2025 | Jul 28, 2025 | no | NORTHFIELD, IL|WINNETKA, IL|Skokie, IL|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | NORTHERN TRUST SECURITIES, INC | Jul 28, 2025 | Sep 29, 2025 | 63 | Firm change | Ibd to ibd |