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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

ANNA ELIZABETH GORMAN

Advisor at OSAIC WEALTH, INC.

GREENFIELD, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Dec 20, 2008
First registration: Aug 21, 2002
Dual registered: yes, broker-dealer
Other names: ANNA ELIZABETH TREGO|ANNA TREGO|ANNA ELIZABETH GORMAN|ANNA E GORMAN
IAPD individual key: 4009516

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	GREENFIELD, WI\|GREENFIELD, WI	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 25, 2022	Jan 19, 2024	no	GREENFIELD, WI	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Oct 23, 2015	Mar 1, 2022	no	MILWAUKEE, WI\|LISLE, IL\|Columbus, OH\|Holland, MI	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Oct 7, 2004	May 1, 2006	no	DAVENPORT, IA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 21, 2002	Apr 28, 2003	no	DAVENPORT, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2022	Feb 25, 2022	-4	Firm change	Ibd to ibd
WELLS FARGO INVESTMENTS, LLC	VOYA FINANCIAL ADVISORS, INC.	May 1, 2006	Oct 23, 2015	3,462	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO INVESTMENTS, LLC	Apr 28, 2003	Oct 7, 2004	528	Firm change after gap	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 25, 2022 to Jan 19, 2024factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 23, 2015 to Mar 1, 2022factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Oct 7, 2004 to May 1, 2006factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 21, 2002 to Apr 28, 2003factForm ADV

Dated events

Occurred
Mar 1, 2022
Advisor changed firm
Anna Elizabeth Gorman left Voya Financial Advisors, Inc. for Woodbury Financial Services, Inc. (registered 2022-02-25)
Form ADVobserved 5 days ago