DFX Intelligence

R•••••• E••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

R•••••• E••••• L•••

Advisor at A••••••••• L••

OLATHE, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db8a50a3-d3ac-b87a-d2b9-d03496a972c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 7, 2024	n/a	yes	OLATHE, KS	Current employment
A••••••••• L••	State registered	Sep 16, 2008	n/a	yes	OLATHE, KS	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Mar 15, 2024	Mar 7, 2024	-8	Firm change	Ibd to ibd
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	A••••••••• L••	Jul 19, 2017	Sep 16, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:KS:2024-03-13	Mar 15, 2024	Mar 7, 2024	OLATHE, KS	Firm change
29604:147416:KS:2017-07-19	Jul 19, 2017	Sep 16, 2008	OLATHE, KS	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 7, 2024 to presentfactForm ADV
→ A••••••••• L••Registered adviserregistration: current employment
Sep 16, 2008 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2017 to Mar 15, 2024factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Mar 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db8a50a3-d3ac-b87a-d2b9-d03496a972c2
First observed: Jan 22, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.