This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65|S66

First exam

Aug 1, 1994

First registration

Jul 30, 2002

Dual registered

yes, broker-dealer

Other names

LESLIE ARMSTRONG|LESLIE ANN ARMSTRONG|LESLIE A ARMSTRONG|LESLIE SHAW

IAPD individual key

2127322

Graph

RIA / Wealth Management

Canonical id

dfx:ria:db91b43a-4a14-7504-0b89-610b78a0b8d6

First observed

Jul 30, 2002

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.