DFX Intelligence

L••••••• J•• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

L••••••• J•• B•••••••

Advisor at F•••• P••••••• W•••••• L••

Chicago, IL

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Search this name across graphsid dfx:ria:db99453f-fd9b-7c42-b944-de9c09b9fe29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jun 3, 2024	n/a	yes	Chicago, IL	Current employment
C•••••••• W•••••	Former SEC adviser	Apr 3, 2022	Jul 25, 2024	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W•••••	F•••• P••••••• W•••••• L••	Jul 25, 2024	Jun 3, 2024	-52	Firm change after gap	RIA to RIA
M••••••••• C•••••• L••	C•••••••• W•••••	Apr 1, 2022	Apr 3, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
310912:159289:IL:2024-07-25	Jul 25, 2024	Jun 3, 2024	CHICAGO, IL	Firm change after gap
107997:310912:IL:2022-04-01	Apr 1, 2022	Apr 3, 2022	CHICAGO, IL	Firm change

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Apr 3, 2022 to Jul 25, 2024factForm ADV
→ M••••••••• C•••••• L••Registered adviserregistration: previous registration
Sep 7, 2004 to Apr 1, 2022factForm ADV

Dated events

Occurred
Jul 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db99453f-fd9b-7c42-b944-de9c09b9fe29
First observed: Sep 7, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.