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B••••• C••••••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

B••••• C••••••••• B••••••

Advisor at M•• I•••••••• S•••••••• L••

Battle Ground, WA

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Search this name across graphsid dfx:ria:db9c1970-449a-0cbf-42be-1f370269b450

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 11, 2023	n/a	yes	Battle Ground, WA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 18, 2022	Aug 22, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•• I•••••••• S•••••••• L••	Aug 22, 2023	Aug 11, 2023	-11	Firm change	Ibd to ibd
C••• B•••••••• S•••••••• I•••	L•• F•••••••• L••	May 18, 2022

Relationships

Registered with (5)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 11, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 18, 2022 to Aug 22, 2023factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 6, 2019 to May 18, 2022factForm ADV
→ E•••••••• I••••••••• S•••••••• L••

Dated events

Occurred
Aug 22, 2023
Advisor changed firm
B••••• C••••••••• B•••••• left L•• F•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2023-08-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db9c1970-449a-0cbf-42be-1f370269b450
First observed: Apr 21, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.