DFX Intelligence

J••••• W••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

J••••• W••• B•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Concord, NH

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Search this name across graphsid dfx:ria:db9c2047-5251-50e6-4a4f-8e1e5d6a86bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 27, 2017	n/a	yes	Concord, NH	Current employment
A•••• A•••••••• L••	State registered	Apr 18, 2018	Jan 3, 2024	no	Concord, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• A•••••••• L••	n/a	Jan 3, 2024	n/a	n/a	Departure no registered destination	Departure
O•••• F•• I•••	I••••••••• A••••••• G•••• C•••	Dec 11, 2017	May 6, 2002	-5,698

Relationships

Registered with (4)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 27, 2017 to presentfactForm ADV
→ A•••• A•••••••• L••Registered adviserregistration: previous registration
Apr 18, 2018 to Jan 3, 2024factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Feb 15, 2002 to Dec 11, 2017factForm ADV
→ I••••••••• A••••••• G•••• C•••

Dated events

Occurred
Jan 3, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db9c2047-5251-50e6-4a4f-8e1e5d6a86bd
First observed: Feb 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.