DFX Intelligence

L••••••• A•• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

L••••••• A•• R•••••

Advisor at B•••••• F••••••••

Raleigh, NC | I•••••••••, FL

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Search this name across graphsid dfx:ria:db9cb8fc-b040-c6db-bcf4-1237ee0c8d78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F••••••••	Independent wealth	Jan 14, 2025	n/a	yes	Raleigh, NC\|I•••••••••, FL	Current employment
I••••••••• I••••••••• M••••••••• L••	n/a	Aug 19, 2013	Mar 31, 2025	no	I•••••••••, FL\|Islamorada, FL\|Raleigh, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• I••••••••• M••••••••• L••	B•••••• F••••••••	Mar 31, 2025	Jan 14, 2025	-76	Firm change after gap	Other

Relationships

Registered with (2)

→ B•••••• F••••••••Registered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ I••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 19, 2013 to Mar 31, 2025factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db9cb8fc-b040-c6db-bcf4-1237ee0c8d78
First observed: Aug 19, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.