DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••••• I••••••••• A•••••••• I•••
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••••• I••••••••• A•••••••• I••• | Independent wealth | Apr 18, 2018 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | May 2, 2016 | Apr 19, 2018 | no | WESTFIELD, IN|FISHERS, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | M••••••• I••••••••• A•••••••• I••• | Apr 19, 2018 | Apr 18, 2018 | -1 | Firm change | Wirehouse to RIA |
| S••••• W••••• A•••••••• I••• | J••• M••••• S••••••••• L•• | Apr 22, 2016 | May 2, 2016 |
| S••••• W••••• A•••••••• I••• | No RAUM reported | Jan 3, 2012 | Apr 22, 2016 | no | INDIANAPOLIS, IN | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 28, 2008 | Dec 31, 2011 | no | INDIANAPOLIS, IN|FISHERS (INDIANAPOLIS), IN|Indianapolis, IN|FISHERS (INDIANAPOLIS), IN|Indianapolis, IN|FISHERS (INDIANAPOLIS), IN | Previous registration |
| 10 |
| Firm change |
| Other |
| C•••••• S••••• • C••• I••• | S••••• W••••• A•••••••• I••• | Dec 31, 2011 | Jan 3, 2012 | 3 | Bulk transfer | Other |