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CRD 110775
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HOWARD, PETER, SCHWING | President | D | yes | 09/2022 | Mar 21, 2012 | Feb 26, 2024 |
| SCHWING, SAMUEL, P | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2011 | Mar 21, 2012 | Feb 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 4, 2026 | $591M | $585M | 2 | 2 | 0 | n/a | n/a |
| 2024 | Mar 10, 2025 | $471M | $429M | 2 | 2 | 0 | n/a | n/a |
| 2023 | Feb 26, 2024 | $460M | $420M | 3 | 2 | 0 | n/a | n/a |
| 2022 | Mar 20, 2023 | $381M | $377M | 3 | 2 | 0 | n/a | n/a |
| 2021 | Oct 20, 2021 | $408M | $404M | 5 | 3 | 0 | n/a | n/a |
| 2020 | Dec 1, 2020 | $314M | $306M | 5 | 3 | 0 | n/a | n/a |
| 2019 | Oct 21, 2019 | $350M | $344M | 5 | 3 | 0 | n/a | n/a |
| 2018 | Oct 26, 2018 | $466M | $463M | 4 | 3 | 0 | n/a | n/a |
| 2017 | Oct 20, 2017 | $497M | $493M | 4 | 3 | 0 | n/a | n/a |
| 2016 | Oct 17, 2016 | $420M | $417M | 4 | 3 | n/a | n/a | n/a |
| 2015 | Oct 23, 2015 | $389M | $384M | 4 | 3 | n/a | n/a | n/a |
| 2014 | Jan 5, 2015 | $307M | $303M | 4 | 3 | n/a | n/a | n/a |
| 2013 | Oct 24, 2013 | $196M | $194M | 5 | 3 | n/a | n/a | n/a |
| 2012 | Oct 22, 2012 | $193M | $191M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $591M | $471M | 25.6% | $381M | 15.8% | 2 | 2 | 0 | 0 |