DFX Intelligence

C•••••••• H•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

C•••••••• H•••••• J••••••

Advisor at C••••••••• F•••••••• P•••••••• I•••

Glendale, CA | GLENDALE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dba966aa-4b7c-7223-e7b2-6b3a816bf63b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• P•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• P•••••••• I•••	State registered	Sep 21, 2023	n/a	yes	Glendale, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 10, 2012	n/a	yes	GLENDALE, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• P•••••••	C••••••••• F•••••••• P•••••••• I•••	Sep 22, 2023	Sep 21, 2023	-1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
133809:328026:CA:2023-09-22	Sep 22, 2023	Sep 21, 2023	GLENDALE, CA	Firm change

Relationships

Registered with (3)

→ C••••••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Sep 21, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 10, 2012 to presentfactForm ADV
→ C••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jan 22, 2016 to Sep 22, 2023factForm ADV

Dated events

Occurred
Sep 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dba966aa-4b7c-7223-e7b2-6b3a816bf63b
First observed: Jan 22, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.