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Advisor at LPL FINANCIAL LLC
GRANADA HILLS, CA | WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 5, 2025 | n/a | yes | WESTLAKE VILLAGE, CA|GRANADA HILLS, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Feb 1, 2017 | Jun 5, 2025 | no | Westlake Village, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 31, 2013 | Feb 24, 2017 | no | NORTHRIDGE, CA|NORTHRIDGE, CA|SIMI VALLEY, CA|SIMI VALLEY, CA|NORTHRIDGE, CA|SIMI VALLEY, CA|SIMI VALLEY, CA|SIMI VALLEY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | LPL FINANCIAL LLC | Jun 5, 2025 | Jun 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | WESTERN INTERNATIONAL SECURITIES | Feb 24, 2017 | Feb 1, 2017 | -23 | Firm change | Other |