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RIA / WealthAdvisor20 years in industry

Craig Ernest Sigeti

Advisor at CES INVESTMENT STRATEGIES

LITITZ, PA

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Search this name across graphsid dfx:ria:dbbb899b-a58b-5c0e-95fe-f7284f13b18a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CES INVESTMENT STRATEGIES
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 11, 2005
First registration: Jun 4, 2010
Dual registered: no
IAPD individual key: 719072

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CES INVESTMENT STRATEGIES	State registered	Mar 28, 2023	n/a	yes	LITITZ, PA	Current employment
PENN INVESTMENT ADVISORS, INC.	Former SEC adviser	Jan 20, 2015	Mar 31, 2023	no	BALA CYNWYD, PA	Previous registration
LONGVIEW CAPITAL MANAGEMENT LLC	Former SEC adviser	Feb 13, 2014	Jan 12, 2015	no	WILMINGTON, DE	Previous registration
CES INVESTMENT MANAGEMENT & CONSULTING, LLC	n/a	Oct 25, 2011	Oct 28, 2014	no	LITITZ, PA	Previous registration
FULCRUM ADVISORY SERVICES, LLC	Former SEC adviser	Jun 4, 2010	Jul 15, 2010	no	EXTON, PA\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PENN INVESTMENT ADVISORS, INC.	CES INVESTMENT STRATEGIES	Mar 31, 2023	Mar 28, 2023	-3	Firm change	RIA to state RIA
LONGVIEW CAPITAL MANAGEMENT LLC	PENN INVESTMENT ADVISORS, INC.	Jan 12, 2015	Jan 20, 2015	8	Firm change	Other
CES INVESTMENT MANAGEMENT & CONSULTING, LLC	LONGVIEW CAPITAL MANAGEMENT LLC	Oct 28, 2014	Feb 13, 2014	-257	Firm change after gap	Other
FULCRUM ADVISORY SERVICES, LLC	CES INVESTMENT MANAGEMENT & CONSULTING, LLC	Jul 15, 2010	Oct 25, 2011	467	Firm change after gap	Other

Relationships

Registered with (5)

→ CES INVESTMENT STRATEGIESRegistered adviserregistration: current employment
Mar 28, 2023 to presentfactForm ADV
→ PENN INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jan 20, 2015 to Mar 31, 2023factForm ADV
→ LONGVIEW CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 13, 2014 to Jan 12, 2015factForm ADV
→ CES INVESTMENT MANAGEMENT & CONSULTING, LLCRegistered adviserregistration: previous registration
Oct 25, 2011 to Oct 28, 2014factForm ADV
→ FULCRUM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 4, 2010 to Jul 15, 2010factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
Craig Ernest Sigeti left Penn Investment Advisors, Inc. for Ces Investment Strategies (registered 2023-03-28)
Form ADVobserved 6 days ago