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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

GAP ASSET MANAGEMENT, LLC

CRD 309925

SOUTH BEND, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbc3f4e7-c77c-7424-c402-0a5450fdeb2e

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Jun 25, 2025 to May 5, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

GAP Asset Management, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

GAP Asset Management, LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $287MItem 5.F on the latest filing (2026-05-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $287M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 13
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $192M
SEC number: 801-133963
CRD: 309925
Filings on the tape: 3
First filed: Jun 25, 2025
Latest filed: May 5, 2026
Organised: Limited Liability Company, IN
Website: graham-allen.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DATA FOCUS FUND L.P.	Private Equity Fund	$109M	Apr 25, 2024	34	Jun 30, 2020	reported	021-366808

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARROLL, LAUREN, CHRISTINE	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	Na	yes	08/2022	May 5, 2026	May 5, 2026
GACP II, LLC	Member	E	yes	04/2020	May 5, 2026	May 5, 2026
GRAHAM, TRACY, DANIEL	MANAGING PRINCIPAL	Na	yes	04/2020	May 5, 2026	May 5, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$287M	$287M	14	13	2	2	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$287M	n/a	n/a	n/a	n/a	14	n/a	2	n/a

Relationships

Controls (3)

← GRAHAM, TRACY, DANIELOwnerMANAGING PRINCIPAL, ownership code NA, individual
May 5, 2026 to presentfactForm ADV
← CARROLL, LAUREN, CHRISTINEOwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
May 5, 2026 to presentfactForm ADV
← GACP II, LLCOwnerMEMBER, ownership code E, domestic entity
May 5, 2026 to presentfactForm ADV

Advises (1)

→ DATA FOCUS FUND L.P.Private fundPrivate Equity Fund, ERA
Jun 30, 2020 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbc3f4e7-c77c-7424-c402-0a5450fdeb2e
First observed: Jun 25, 2025
Last observed: May 5, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GAP ASSET MANAGEMENT, LLC

CRD 309925

SOUTH BEND, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbc3f4e7-c77c-7424-c402-0a5450fdeb2e

Data as of May 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DATA FOCUS FUND L.P.

Private Equity Fund

$109M

Apr 25, 2024

Jun 30, 2020

reported

021-366808

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARROLL, LAUREN, CHRISTINE

CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER

yes

08/2022

May 5, 2026

GACP II, LLC

Member

yes

04/2020

May 5, 2026

GRAHAM, TRACY, DANIEL

MANAGING PRINCIPAL

yes

04/2020

May 5, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$287M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$287M

n/a