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Advisor at SOUDERS FINANCIAL ADVISORS, LLC
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUDERS FINANCIAL ADVISORS, LLC | Independent wealth | Jun 19, 2018 | n/a | yes | Cincinnati, OH | Current employment |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Aug 12, 2013 | Jun 11, 2018 | no | CINCINNATI, OH | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 23, 2009 | Dec 31, 2010 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 13, 2007 | Dec 9, 2008 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | SOUDERS FINANCIAL ADVISORS, LLC | Jun 11, 2018 | Jun 19, 2018 | 8 | Firm change | RIA to new firm |
| MML INVESTORS SERVICES, LLC | ADVANTAGE INVESTMENT MANAGEMENT, LLC | Dec 31, 2010 | Aug 12, 2013 | 955 | Firm change after gap | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MML INVESTORS SERVICES, LLC | Dec 9, 2008 | Sep 23, 2009 | 288 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 146236:296780:OH:2018-06-11 | Jun 11, 2018 | Jun 19, 2018 | CINCINNATI, OH | Firm change |