This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$914,547Item 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$914,547

Private client RAUM

$914,547derivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

16

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

60

Individual clients

47

High net worth clients

13

SEC number

801-120228

CRD

312031

Filings on the tape

12

First filed

Dec 23, 2020

Latest filed

Mar 12, 2026

Organised

Corporation, DE

Website

sidepocket.com

• Occurred

  Dec 23, 2020
  First Form ADV filing

  Sidepocket Incorporated filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dbc95dca-33da-2ebc-3969-1c4ca62dcd29

First observed

Dec 23, 2020

Last observed

Mar 12, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.