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Advisor at LPL FINANCIAL LLC
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 13, 2024 | n/a | yes | TAMPA, FL | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 14, 2013 | Dec 6, 2024 | no | BOCA RATON, FL|TAMPA, FL|TAMPA, FL|TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | LPL FINANCIAL LLC | Dec 6, 2024 | Nov 13, 2024 | -23 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42803:6413:FL:2024-12-06 | Dec 6, 2024 | Nov 13, 2024 | TAMPA, FL | Firm change |