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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Trevor A Conti

Advisor at HARBOUR INVESTMENTS, INC.

MADISON, WI | Madison, WI

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Search this name across graphsid dfx:ria:dbdd89b5-94d2-b5ba-080f-b5ce505121e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARBOUR INVESTMENTS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 16, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 16, 2013
First registration: Jun 3, 2013
Dual registered: yes, broker-dealer
Other names: TREVOR ANTHONY CONTI|Trevor A Conti
IAPD individual key: 6151944

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARBOUR INVESTMENTS, INC.	Independent wealth	Jun 23, 2026	n/a	yes	MADISON, WI\|Madison, WI\|Madison, WI	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 24, 2018	Jun 19, 2026	no	MIDDLETON, WI	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Dec 27, 2016	Jul 12, 2017	no	MADISON, WI	Previous registration
WADDELL & REED	Former SEC adviser	Mar 31, 2015	Dec 1, 2016	no	MADISON, WI	Previous registration
EDWARD JONES	National bd RIA	Jun 3, 2013	Mar 30, 2015	no	ST LOUIS, MO\|VERONA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	HARBOUR INVESTMENTS, INC.	Jun 19, 2026	Jun 23, 2026	4	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jul 12, 2017	Jan 24, 2018	196	Firm change	Other
WADDELL & REED	THRIVENT INVESTMENT MANAGEMENT INC.	Dec 1, 2016	Dec 27, 2016	26	Firm change	Other
EDWARD JONES	WADDELL & REED	Mar 30, 2015	Mar 31, 2015	1	Firm change	Other

Relationships

Registered with (5)

→ HARBOUR INVESTMENTS, INC.Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jan 24, 2018 to Jun 19, 2026factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Dec 27, 2016 to Jul 12, 2017factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Mar 31, 2015 to Dec 1, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 3, 2013 to Mar 30, 2015factForm ADV

Dated events

Occurred
Jun 19, 2026
Advisor changed firm
Trevor A Conti left Northwestern Mutual Investment Services,Llc for Harbour Investments, Inc. (registered 2026-06-23)
Form ADVobserved 4 days ago