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Advisor at WELLS FARGO ADVISORS
WESTPORT, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 31, 2019 | n/a | yes | WESTPORT, CT | Current employment |
| MORGAN STANLEY | Wirehouse | Aug 6, 2009 | May 31, 2019 | no | WESTPORT, CT|PURCHASE, NY|Westport, CT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 12, 2004 | Jun 2, 2009 | no | WESTPORT, CT|WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | May 31, 2019 | May 31, 2019 | 0 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jun 2, 2009 | Aug 6, 2009 | 65 | Firm change | Wirehouse to wirehouse |