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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

John Myongkyun Im

Advisor at WELLS FARGO ADVISORS

FAIRFIELD, CA | SANTA ROSA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 17, 1998
First registration: Mar 9, 2011
Dual registered: yes, broker-dealer
Other names: John M Im
IAPD individual key: 3074173

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Aug 13, 2024	n/a	yes	SANTA ROSA, CA\|FAIRFIELD, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 30, 2020	Aug 22, 2024	no	NAPA, CA\|FAIRFIELD, CA\|VACAVILLE, CA\|VACAVILLE, CA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 27, 2016	Dec 1, 2020	no	Vallejo, CA\|Benicia, CA\|Napa, CA\|NAPA, CA\|Vacaville, CA\|Fairfield, CA\|SAN ANSELMO, CA\|MILL VALLEY, CA\|Novato, CA\|Martinez, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 19, 2014	Oct 3, 2016	no	Napa, CA	Previous registration
DOWSE SECURITIES MANAGEMENT CORP	Former SEC adviser	Apr 2, 2013	Dec 9, 2014	no	NAPA, CA	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 9, 2011	Feb 14, 2013	no	LAKEWOOD, CO\|OAKLAND, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Aug 22, 2024	Aug 13, 2024	-9	Firm change	Ibd to wirehouse
U.S. BANCORP INVESTMENTS, INC.	LPL FINANCIAL LLC	Dec 1, 2020	Nov 30, 2020	-1	Firm change	Ibd to ibd
MORGAN STANLEY	U.S. BANCORP INVESTMENTS, INC.	Oct 3, 2016	Sep 27, 2016	-6	Firm change	Other
DOWSE SECURITIES MANAGEMENT CORP	MORGAN STANLEY	Dec 9, 2014	Jun 19, 2014	-173	Firm change after gap	Other
VALIC FINANCIAL ADVISORS, INC.	DOWSE SECURITIES MANAGEMENT CORP	Feb 14, 2013	Apr 2, 2013	47	Firm change	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Aug 13, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 30, 2020 to Aug 22, 2024factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 27, 2016 to Dec 1, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 19, 2014 to Oct 3, 2016factForm ADV
→ DOWSE SECURITIES MANAGEMENT CORPRegistered adviserregistration: previous registration
Apr 2, 2013 to Dec 9, 2014factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 9, 2011 to Feb 14, 2013factForm ADV

Dated events

Occurred
Aug 22, 2024
Advisor changed firm
John Myongkyun Im left Lpl Financial Llc for Wells Fargo Advisors (registered 2024-08-13)
Form ADVobserved 4 days ago