DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
TULSA, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 18, 2017 | n/a | yes | TULSA, OK | Current employment |
| B• R•••• W••••• M••••••••• | Former SEC adviser | Dec 17, 2012 | Nov 13, 2017 | no | Memphis, TN|TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B• R•••• W••••• M••••••••• | L•• F•••••••• L•• | Nov 13, 2017 | Oct 18, 2017 | -26 | Firm change | Other |
| S•••••• M••••• L•• | B• R•••• W••••• M••••••••• | Dec 17, 2012 | Dec 17, 2012 |
| S•••••• M••••• L•• | Independent wealth | Feb 27, 2009 | Dec 17, 2012 | no | TULSA, OK | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Dec 7, 1993 | Mar 23, 2009 | no | TULSA, OK|TULSA, OK | Previous registration |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | S•••••• M••••• L•• | Mar 23, 2009 | Feb 27, 2009 | -24 | Firm change | Other |