DFX Intelligence

S•••• D•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

S•••• D•••• F•••••

Advisor at G•• S••••••••• I•••

TORRANCE, CA | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:dbf32478-1265-0b9f-6a37-684a0e589173

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 10, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•• S••••••••• I•••	Bd affiliated wealth	Mar 3, 2014	n/a	yes	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|TORRANCE, CA	Current employment
E•••••••• A•••••••• L••	National bd RIA	Dec 13, 2010	Mar 11, 2014	no	LOS ANGELES, CA\|TORRANCE, CA\|WOODLAND HILLS, CA\|WOODLAND HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	G•• S••••••••• I•••	Mar 11, 2014	Mar 3, 2014	-8	Firm change	Other

Relationships

Registered with (2)

→ G•• S••••••••• I•••Registered adviserregistration: current employment
Mar 3, 2014 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 13, 2010 to Mar 11, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbf32478-1265-0b9f-6a37-684a0e589173
First observed: Dec 13, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.