DFX Intelligence

J•• A••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor21 years in industry

J•• A••••• P•••••

Advisor at M•• C•••••• M••••••••• L••

San Ramon, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbf63922-66bf-b43d-5e9d-a699a925b6cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Aug 12, 2022	n/a	yes	San Ramon, CA	Current employment
I•••••••• C•••••• L••	Former SEC adviser	Sep 25, 2007	Aug 5, 2022	no	SAN RAMON, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• C•••••• L••	M•• C•••••• M••••••••• L••	Aug 5, 2022	Aug 12, 2022	7	Firm change	RIA to RIA
B••• W••••• M••••••••• I•••	I•••••••• C•••••• L••	Apr 13, 2007	Sep 25, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
122418:109807:CA:2022-08-05	Aug 5, 2022	Aug 12, 2022	SAN RAMON, CA	Firm change

Relationships

Registered with (3)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Aug 12, 2022 to presentfactForm ADV
→ I•••••••• C•••••• L••Registered adviserregistration: previous registration
Sep 25, 2007 to Aug 5, 2022factForm ADV
→ B••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2006 to Apr 13, 2007factForm ADV

Dated events

Occurred
Aug 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbf63922-66bf-b43d-5e9d-a699a925b6cd
First observed: Jan 13, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.