DFX Intelligence

V••••• M• C••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

V••••• M• C••••• N••••

Advisor at W••••• S••••• W••••• A•••••••• L••

IRVINE, CA

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Search this name across graphsid dfx:ria:dc08f502-3e23-824b-1ab1-f9617bc36359

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 3, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• S••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• S••••• W••••• A•••••••• L••	Independent wealth	Jul 27, 2026	n/a	yes	IRVINE, CA	Current employment
L•••	Independent wealth	Jan 5, 2024	May 27, 2026	no	SAN DIEGO, CA\|LOS ANGELES, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••	W••••• S••••• W••••• A•••••••• L••	May 27, 2026	Jul 27, 2026	61	Firm change	RIA to RIA
B••••••••• F•••••••• A•••••••• I••	L•••	May 28, 2024	Jan 5, 2024

Relationships

Registered with (3)

→ W••••• S••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ L•••Registered adviserregistration: previous registration
Jan 5, 2024 to May 27, 2026factForm ADV
→ B••••••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 3, 2022 to May 28, 2024factForm ADV

Dated events

Occurred
May 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 28, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc08f502-3e23-824b-1ab1-f9617bc36359
First observed: Jun 3, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.