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Advisor at CETERA INVESTMENT ADVISERS LLC
Flowery Branch, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 27, 2015 | n/a | yes | Flowery Branch, GA | Current employment |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Apr 12, 2016 | May 20, 2021 | no | Flowery Branch, GA | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Sep 21, 2007 | Nov 13, 2015 | no | ATLANTA, GA|FLOWERY BRANCH, GA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 27, 2003 | Jul 27, 2004 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | n/a | May 20, 2021 | n/a | n/a | Departure no registered destination | Departure |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Nov 13, 2015 | Oct 27, 2015 | -17 | Bulk transfer | Other |
| J.P. MORGAN SECURITIES LLC | J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Jul 27, 2004 | Sep 21, 2007 | 1,151 | Firm change after gap | Other |