DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
WEST PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 1, 2025 | n/a | yes | WEST PALM BEACH, FL | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | May 4, 2023 | Aug 15, 2025 | no | LIGHTHOUSE POINT, FL|WEST PALM BEACH, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | L•• F•••••••• L•• | Aug 15, 2025 | Aug 1, 2025 | -14 | Firm change | Ibd to ibd |
| C••••• A•••••• N••••••• L•• | C••••••• P••••••• I••••••••• A•••••••• L•• | Jun 29, 2023 | Mar 20, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:FL:2025-08-01 | Aug 15, 2025 | Aug 1, 2025 | WEST PALM BEACH, FL | Firm change |
| 121254:283330:CA:2015-10-02 | Oct 2, 2015 | Apr 21, 2016 | ALISO VIEJO, CA | Firm change |
| C••••••• P••••••• I••••••••• A•••••••• L•• | I•••••••••_MANAGER | Mar 20, 2017 | Oct 26, 2017 | no | West Palm Beach, FL|NEWPORT BEACH, CA | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Mar 8, 2017 | Jun 29, 2023 | no | WEST PALM BEACH, FL|LIGHTHOUSE POINT, FL | Previous registration |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 21, 2016 | Dec 27, 2016 | no | Williamsburg, VA | Previous registration |
| W••••••••• R••••••••• A••••••• | I•••••••••_MANAGER | Nov 14, 2014 | Oct 2, 2015 | no | WILLIAMSBURG, VA|ALISO VIEJO, CA | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Sep 5, 2014 | Sep 22, 2016 | no | WILLIAMSBURG, VA|Williamsburg, VA | Previous registration |
| F•••••••• T••••••• I••• | Former SEC adviser | Mar 5, 2013 | Aug 20, 2014 | no | SAN RAFAEL, CA|POTOMAC, MD | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 23, 2012 | Jan 24, 2013 | no | HUNT VALLEY, MD|BETHESDA, MD | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Aug 30, 2010 | Feb 9, 2012 | no | BETHESDA, MD|BETHESDA, MD | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Jul 30, 2002 | Sep 3, 2010 | no | BETHESDA, MD|Rockville, MD | Previous registration |
| -2,292 |
| Firm change after gap |
| Other |
| C••••••• P••••••• I••••••••• A•••••••• L•• | C••••• I••••••••• A••••••• L•• | Oct 26, 2017 | May 4, 2023 | 2,016 | Firm change after gap | Other |
| K••••• A••••••• S•••••••• L•• | C••••• A•••••• N••••••• L•• | Dec 27, 2016 | Mar 8, 2017 | 71 | Firm change | Other |
| N•• A•••••• S•••••••• L•• | W••••••••• R••••••••• A••••••• | Sep 22, 2016 | Nov 14, 2014 | -678 | Firm change after gap | Other |
| W••••••••• R••••••••• A••••••• | K••••• A••••••• S•••••••• L•• | Oct 2, 2015 | Apr 21, 2016 | 202 | Firm change | Other |
| F•••••••• T••••••• I••• | N•• A•••••• S•••••••• L•• | Aug 20, 2014 | Sep 5, 2014 | 16 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | F•••••••• T••••••• I••• | Jan 24, 2013 | Mar 5, 2013 | 40 | Firm change | Other |
| N•• A•••••• S•••••••• L•• | M•• I•••••••• S•••••••• L•• | Feb 9, 2012 | Feb 23, 2012 | 14 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | N•• A•••••• S•••••••• L•• | Sep 3, 2010 | Aug 30, 2010 | -4 | Firm change | Other |