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Advisor at WELLS FARGO ADVISORS
DURHAM, NC | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 25, 2020 | n/a | yes | DURHAM, NC|RALEIGH, NC | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | May 13, 2015 | Jul 2, 2020 | no | CHARLOTTE, NC|REISTERSTOWN, MD|RALEIGH, NC|Henderson, NC|Wake Forest, NC|Zebulon, NC|DURHAM, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 2, 2013 | Feb 27, 2015 | no | WINSTON-SALEM, NC|WINSTON-SALEM, NC | Previous registration |
| EDWARD JONES | National bd RIA | Apr 22, 2013 | Aug 30, 2013 | no | WINSTON SALEM, NC|WINSTON-SALEM, NC|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | WELLS FARGO ADVISORS | Jul 2, 2020 | Jun 25, 2020 | -7 | Firm change | Ibd to wirehouse |
| LPL FINANCIAL LLC | PNC WEALTH MANAGEMENT | Feb 27, 2015 | May 13, 2015 | 75 | Firm change | Other |
| EDWARD JONES | LPL FINANCIAL LLC | Aug 30, 2013 | Oct 2, 2013 | 33 | Firm change | Other |