DFX Intelligence

R••••• W•••• Y•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

R••••• W•••• Y•••••

Advisor at E• A• H•••••• L••

DEERFIELD, IL

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Search this name across graphsid dfx:ria:dc2911e9-c83a-49f8-fb71-7f7338361386

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• A• H•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 29, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• A• H•••••• L••	Independent wealth	Jan 12, 2016	n/a	yes	DEERFIELD, IL	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Jun 20, 2018	Jun 23, 2023	no	Deerfield, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	n/a	Jun 23, 2023	n/a	n/a	Departure no registered destination	Departure
O••••••••• • C•• I•••	E• A• H•••••• L••	Jan 19, 2016	Jan 12, 2016	-7

Relationships

Registered with (4)

→ E• A• H•••••• L••Registered adviserregistration: current employment
Jan 12, 2016 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 20, 2018 to Jun 23, 2023factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Sep 30, 2011 to Jan 19, 2016factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Jun 23, 2023
Advisor departed, no destination yet
R••••• W•••• Y••••• no longer registered at W•••••• I••••••••• S•••••••••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc2911e9-c83a-49f8-fb71-7f7338361386
First observed: Jun 11, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.