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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Richard Michael Schultz

Advisor at T. ROWE PRICE ASSOCIATES, INC.

Brentwood, TN

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Search this name across graphsid dfx:ria:dc3145e2-ff66-53aa-00ef-1823b34fb4a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T. ROWE PRICE ASSOCIATES, INC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 10, 1999
First registration: Dec 19, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2945332

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T. ROWE PRICE ASSOCIATES, INC.	Asset manager	Mar 1, 2019	n/a	yes	Brentwood, TN	Current employment
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jun 21, 2017	Mar 6, 2019	no	BALTIMORE, MD\|La Grange, IL	Previous registration
BLACKROCK INVESTMENT MANAGEMENT, LLC	Asset manager	Jan 24, 2017	May 4, 2017	no	Chicago, IL\|PRINCETON, NJ	Previous registration
BLACKROCK FUND ADVISORS	Asset manager	Aug 20, 2007	Jan 30, 2017	no	CHICAGO, IL\|SAN FRANCISCO, CA\|CHICAGO, IL\|CHICAGO, IL\|PRINCETON, NJ	Previous registration
PGIM INVESTMENTS LLC	Asset manager	Dec 19, 2000	Aug 10, 2007	no	LAGRANGE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T. ROWE PRICE ADVISORY SERVICES, INC.	T. ROWE PRICE ASSOCIATES, INC.	Mar 6, 2019	Mar 1, 2019	-5	Bulk transfer	Other
BLACKROCK INVESTMENT MANAGEMENT, LLC	T. ROWE PRICE ADVISORY SERVICES, INC.	May 4, 2017	Jun 21, 2017	48	Firm change	Other
BLACKROCK FUND ADVISORS	BLACKROCK INVESTMENT MANAGEMENT, LLC	Jan 30, 2017	Jan 24, 2017	-6	Channel change	Other
PGIM INVESTMENTS LLC	BLACKROCK FUND ADVISORS	Aug 10, 2007	Aug 20, 2007	10	Firm change	Other

Relationships

Registered with (5)

→ T. ROWE PRICE ASSOCIATES, INC.Registered adviserregistration: current employment
Mar 1, 2019 to presentfactForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 21, 2017 to Mar 6, 2019factForm ADV
→ BLACKROCK INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 24, 2017 to May 4, 2017factForm ADV
→ BLACKROCK FUND ADVISORSRegistered adviserregistration: previous registration
Aug 20, 2007 to Jan 30, 2017factForm ADV
→ PGIM INVESTMENTS LLCRegistered adviserregistration: previous registration
Dec 19, 2000 to Aug 10, 2007factForm ADV

Dated events

No dated event names this entity yet.