R••• C••••••••

Advisor at F••••••• F••••••••• L••

MOUNT PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc341943-21d9-ccee-42b3-62c1c38645d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• F••••••••• L••	State registered	Nov 20, 2023	n/a	yes	MOUNT PLEASANT, SC	Current employment
O•••••••• A••••••• L••	Independent wealth	Feb 27, 2020	Nov 1, 2023	no	MOUNT PLEASANT, SC\|MOUNT PLEASANT, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••• A••••••• L••	F••••••• F••••••••• L••	Nov 1, 2023	Nov 20, 2023	19	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ F••••••• F••••••••• L••Registered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ O•••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 27, 2020 to Nov 1, 2023factForm ADV

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc341943-21d9-ccee-42b3-62c1c38645d1
First observed: Feb 27, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.