DFX Intelligence

S••• D••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)11 years in industry

S••• D••••• P•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Des Moines, IA

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Search this name across graphsid dfx:ria:dc4292e3-2990-8ab9-b7ad-00dd7009b49c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	May 5, 2020	n/a	yes	Des Moines, IA\|Des Moines, IA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Nov 8, 2016	May 11, 2020	no	DES MOINES, IA\|Des Moines, IA\|DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	May 11, 2020	May 5, 2020	-6	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
2882:134139:IA:2020-05-11	May 11, 2020	May 5, 2020	DES MOINES, IA	Firm change

Relationships

Registered with (2)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
May 5, 2020 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 8, 2016 to May 11, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc4292e3-2990-8ab9-b7ad-00dd7009b49c
First observed: Nov 8, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.