DFX Intelligence
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Reading the graph
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Advisor at A••••••• F•••••••• A•••••••• L••
Simpsonville, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Feb 21, 2017 | n/a | yes | Simpsonville, SC | Current employment |
| C•• G•••• | Former SEC adviser | Dec 20, 2011 | Apr 29, 2015 | no | GREENVILLE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•• G•••• | A••••••• F•••••••• A•••••••• L•• | Apr 29, 2015 | Feb 21, 2017 | 664 | Firm change after gap | Other |
| P••• A••••• S••••••••• L•• | C•• G•••• | Dec 23, 2009 | Dec 20, 2011 |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Oct 20, 2005 | Dec 23, 2009 | no | GREENVILLE, SC|GREENVILLE, SC | Previous registration |
| C•••••• D••••• A••••••• S••••••• L•• | n/a | Oct 18, 2001 | Oct 20, 2005 | no | GREENVILLE, SC | Previous registration |
| Firm change after gap |
| Other |
| C•••••• D••••• A••••••• S••••••• L•• | P••• A••••• S••••••••• L•• | Oct 20, 2005 | Oct 20, 2005 | 0 | Firm change | Other |